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Funds and ETFs

Quick recap: SPY is "a fund that tracks the S&P 500." This lesson is about what a fund actually is — because funds, not individual stocks, are how I invest almost everything.

The bundle

A fund pools money from lots of people and buys a big basket of stocks. Own a piece of the fund, and you own a piece of everything inside it. One purchase, instant variety. That variety has a name — diversification — and it means no single company can sink you. If one of 500 companies has a terrible year, you barely feel it.

ETF vs. mutual fund

Two wrappers for the same idea:

  • An ETF (exchange-traded fund) trades on an exchange all day with a ticker — SPY and QQQ are ETFs. This is the modern default.
  • A mutual fund is the older wrapper: you buy in once a day at the closing price. Common in 401(k)s.

For a beginner the differences barely matter. What matters is what's inside and what it costs. A fund's fee is its expense ratio — good broad index funds charge 0.1% a year or less. Cheap matters, because fees compound against you just like returns compound for you.

Why not just pick the winners?

Because almost nobody can — reliably, for decades. Most professional fund managers fail to beat the plain S&P 500 over long periods, and they do it full-time. An index fund skips the guessing: hold everything, ride the average. And the average is good! Broad U.S. stocks have returned roughly 10% a year over the long run — with huge swings along the way, which is exactly what the next lessons teach you to look at calmly.

My approach in one line: own everything, cheaply, forever.

Terms you now know

  • Fund — a pooled basket of many stocks bought as one thing.
  • ETF — a fund that trades all day under a ticker.
  • Mutual fund — a fund you buy once a day at the closing price.
  • Index fund — a fund that just copies an index instead of picking stocks.
  • Diversification — spreading money across many companies.
  • Expense ratio — a fund's yearly fee.

Check yourself

One company in your 500-stock index fund goes bankrupt. Roughly what happens to you?

Almost nothing — it was one of 500 holdings. That's diversification doing its job.

Why do I default to index funds instead of picking stocks?

Because even most professionals fail to beat the index over long periods. Holding everything cheaply captures the market's growth without the guessing.